Lucendo’s Securities and Capital Markets attorneys advise on a wide range of debt or equity capital markets transactions, including initial public offerings, NASDAQ listings, private placements, angel financings, high-yield bond offerings, debt issuances, and complex, multi-jurisdictional acquisitions and divestitures.

We also advise our clients in connection with ongoing securities regulatory issues. Our regulatory services include advice on financial reporting, shareholder proposals, insider trading policies, share repurchase programs, NASDAQ and NYSE compliance, proxy statements and shareholder meetings, and Securities Exchange Act of 1934 reporting.

Our clients include companies, investment banks, sponsors, issuers, shareholders, and underwriters.